George Cardoza - 01 Mar 2022 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
President & COO, Lab Ops
Signature
/s/ Halley E. Gilbert, Attorney-in-Fact
Issuer symbol
NEO
Transactions as of
01 Mar 2022
Net transactions value
$0
Form type
4
Filing time
03 Mar 2022, 18:58:07 UTC
Previous filing
30 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Tax liability $0 -503 -0.2% $0.000000 244,996 01 Mar 2022 Direct F1
transaction NEO Common Stock Tax liability $0 -839 -0.34% $0.000000 244,157 02 Mar 2022 Direct F2
holding NEO Common Stock 20,000 01 Mar 2022 Trust by Self

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 50,000 01 Mar 2022 Common Stock 50,000 $7.52 Direct F3
holding NEO Stock Option (Right to Buy) 192,500 01 Mar 2022 Common Stock 192,500 $8.03 Direct F4
holding NEO Stock Option (Right to Buy) 51,459 01 Mar 2022 Common Stock 51,459 $19.60 Direct F5
holding NEO Stock Option (Right to Buy) 48,768 01 Mar 2022 Common Stock 48,768 $28.33 Direct F6
holding NEO Stock Option (Right to Buy) 35,171 01 Mar 2022 Common Stock 35,171 $53.17 Direct F7
holding NEO Stock Option (Right to Buy) 40,502 01 Mar 2022 Common Stock 40,502 $43.95 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 1, 2022 vesting of restricted stock.
F2 Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2022 vesting of restricted stock.
F3 On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4 On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F5 On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F7 On March 2, 2021, Mr. Cardoza was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F8 On July 5, 2021, Mr. Cardoza was granted 40,502 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Remarks:

Exhibit List: Exhibit 24 - Limited Power Of Attorney