George Cardoza - Jul 5, 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
President & COO, Lab Ops
Signature
/s/ George Cardoza
Stock symbol
NEO
Transactions as of
Jul 5, 2021
Transactions value $
$1,780,063
Form type
4
Date filed
7/7/2021, 07:02 PM
Previous filing
Jun 4, 2021
Next filing
Dec 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Award $0 +7.58K +4.29% $0.00 184K Jul 5, 2021 Direct
holding NEO Common Stock 20K Jul 5, 2021 Trust by Self

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Award $1.78M +40.5K $43.95 40.5K Jul 5, 2021 Common Stock 40.5K $43.95 Direct F6
holding NEO Stock Option (Right to Buy) 50K Jul 5, 2021 Common Stock 50K $7.52 Direct F1
holding NEO Stock Option (Right to Buy) 193K Jul 5, 2021 Common Stock 193K $8.03 Direct F2
holding NEO Stock Option (Right to Buy) 51.5K Jul 5, 2021 Common Stock 51.5K $19.60 Direct F3
holding NEO Stock Option (Right to Buy) 48.8K Jul 5, 2021 Common Stock 48.8K $28.33 Direct F4
holding NEO Stock Option (Right to Buy) 35.2K Jul 5, 2021 Common Stock 35.2K $53.17 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F2 On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3 On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F4 On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5 On March 2, 2021, Mr. Cardoza was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On July 5, 2021, Mr. Cardoza was granted 40,502 stock options. These options vest ratably over the first four anniversary dates of the grant date.