George Cardoza - Jun 2, 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role: President, Pharma Services
Signature: /s/ George Cardoza
Stock symbol: NEO
Transactions as of: Jun 2, 2021
Transactions value $: -$8,082,901
Form type: 4
Date filed: 6/4/2021, 07:56 PM
Next filing: Jul 7, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEO	Common Stock	Sale	-$6.84M	-169K	-44.88%	$40.39	208K	Jun 2, 2021	Direct
transaction	NEO	Common Stock	Sale	-$1.25M	-31.1K	-14.96%	$40.11	177K	Jun 3, 2021	Direct
holding	NEO	Common Stock						20K	Jun 2, 2021	Trust by Self

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	NEO	Stock Option (Right to Buy)						50K	Jun 2, 2021	Common Stock	50K	$7.52	Direct	F1
holding	NEO	Stock Option (Right to Buy)						193K	Jun 2, 2021	Common Stock	193K	$8.03	Direct	F2
holding	NEO	Stock Option (Right to Buy)						51.5K	Jun 2, 2021	Common Stock	51.5K	$19.60	Direct	F3
holding	NEO	Stock Option (Right to Buy)						48.8K	Jun 2, 2021	Common Stock	48.8K	$28.33	Direct	F4
holding	NEO	Stock Option (Right to Buy)						35.2K	Jun 2, 2021	Common Stock	35.2K	$53.17	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F2	On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3	On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F4	On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5	On March 2, 2021, Mr. Cardoza was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.