Charles Collier - 22 Aug 2025 Form 4 Insider Report for ROKU, INC (ROKU)

Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
22 Aug 2025
Net transactions value
-$466,315
Form type
4
Filing time
25 Aug 2025, 18:11:10 UTC
Previous filing
19 Aug 2025
Next filing
04 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Collier Charles President, Roku Media C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE /s/ Renee Strandness, attorney-in-fact 25 Aug 2025 0001951665

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $509,240 +10,269 +5134% $49.59 10,469 22 Aug 2025 Direct
transaction ROKU Class A Common Stock Sale $975,555 -10,269 -98% $95.00 200 22 Aug 2025 Direct F1
holding ROKU Class A Common Stock 600 22 Aug 2025 Charles D. Collier Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Employee Stock Option (right to buy) Options Exercise $0 -10,269 -1.3% $0.000000 770,168 22 Aug 2025 Class A Common Stock 10,269 $49.59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to Mr. Collier's 10b5-1 plan.
F2 This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.