Alan E. Smith - 02 Jun 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Issuer symbol
GHM
Transactions as of
02 Jun 2025
Net transactions value
$0
Form type
4
Filing time
04 Jun 2025, 16:25:49 UTC
Previous filing
27 May 2025
Next filing
05 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Alan E VP & General Manager - Batavia C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith 04 Jun 2025 0001408288

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GHM Common Stock 61,876 02 Jun 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Award $0 +2,591 $0.000000 2,591 02 Jun 2025 Common Stock 2,591 $0.000000 Direct F1, F2
holding GHM Restricted Stock Units 2,375 02 Jun 2025 Common Stock 2,375 $0.000000 Direct F1, F3
holding GHM Restricted Stock Units 3,873 02 Jun 2025 Common Stock 3,873 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028.
F3 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F4 These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.