Quick Takeaways
- This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
- 1 reported transaction and 3 derivative rows are listed below.
- Filing timestamp: 04 Jun 2025, 16:25.
Alan E. Smith - 02 Jun 2025 Form 4 Insider Report for GRAHAM CORP (GHM)
- Signature
- /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
- Issuer symbol
- GHM
- Transactions as of
- 02 Jun 2025
- Net transactions value
- $0
- Form type
- 4
- Filing time
- 04 Jun 2025, 16:25:49 UTC
- Previous filing
- 27 May 2025
- Next filing
- 05 Jun 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 04 Jun 2025."
What Changed
- Previous filing in this sequence was filed on 27 May 2025.
- Current net transaction value: $0.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Smith Alan E | VP & General Manager - Batavia | C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA | /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith | 04 Jun 2025 | 0001408288 |
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | GHM | Common Stock | 61,876 | 02 Jun 2025 | Direct |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GHM | Restricted Stock Units | Award | $0 | +2,591 | $0.000000 | 2,591 | 02 Jun 2025 | Common Stock | 2,591 | $0.000000 | Direct | F1, F2 | |
| holding | GHM | Restricted Stock Units | 2,375 | 02 Jun 2025 | Common Stock | 2,375 | $0.000000 | Direct | F1, F3 | |||||
| holding | GHM | Restricted Stock Units | 3,873 | 02 Jun 2025 | Common Stock | 3,873 | $0.000000 | Direct | F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | These restricted stock units convert into common stock on a one-for-one basis. |
| F2 | These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028. |
| F3 | Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. |
| F4 | These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice. |