Alan E. Smith - 23 May 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: VP & General Manager - Batavia
Signature: /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Issuer symbol: GHM
Transactions as of: 23 May 2025
Net transactions value: -$369,850
Form type: 4
Filing time: 27 May 2025, 16:30:46 UTC
Previous filing: 20 May 2025
Next filing: 04 Jun 2025
SEC: View on sec.gov

Key filing fact

Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 27 May 2025.

Key facts

This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
6 reported transactions and 4 derivative rows are listed below.
Filing timestamp: 27 May 2025, 16:30.

Change

Previous filing in this sequence was filed on 20 May 2025.
Current net transaction value: -$369,850.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reporting Owners (1)

CIK 0001408288 Primary reporting owner

Smith Alan E

Relationship: VP & General Manager - Batavia
Address: C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA
Signature: /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Signature date: 27 May 2025

Transactions Table

GHM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +3,053
Change %: +6%
Price: $0.000000
Shares after: 53,614
Date: 23 May 2025
Ownership: Direct
Footnotes: F1

GHM transaction

Common Stock

Tax liability

Transaction value: $52,830
Shares: -1,436
Change %: -2.7%
Price: $36.79
Shares after: 52,178
Date: 23 May 2025
Ownership: Direct
Footnotes: F2

GHM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +18,315
Change %: +35%
Price: $0.000000
Shares after: 70,493
Date: 23 May 2025
Ownership: Direct
Footnotes: F1

GHM transaction

Common Stock

Tax liability

Transaction value: $317,019
Shares: -8,617
Change %: -12%
Price: $36.79
Shares after: 61,876
Date: 23 May 2025
Ownership: Direct
Footnotes: F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

GHM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -3,053
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 23 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,053
Exercise price: $0.000000
Footnotes: F1, F3

GHM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -18,315
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 23 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 18,315
Exercise price: $0.000000
Footnotes: F1, F3

GHM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,375
Date: 23 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,374
Exercise price: $0.000000
Footnotes: F1, F4

GHM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,873
Date: 23 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,873
Exercise price: $0.000000
Footnotes: F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units convert into common stock on a one-for-one basis.
F2	Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3	These restricted stock units vested on 5/23/2025.
F4	Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F5	These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.