Alan E. Smith - 04 Jun 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Reporting relationship: VP & General Manager - Batavia
Issuer ticker: GHM
Reported as of: 04 Jun 2025
Net transaction value: -$24,820
SEC form: 4
Accepted by SEC: 05 Jun 2025, 17:55:40 UTC
Prior SEC filing: 04 Jun 2025
Next SEC filing: 11 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith

Key filing fact

Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 05 Jun 2025.

Key facts

This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
3 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 05 Jun 2025, 17:55.

Change

Previous filing in this sequence was filed on 04 Jun 2025.
Current net transaction value: -$24,820.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001408288 Primary reporting owner

Smith Alan E

Relationship: VP & General Manager - Batavia
Address: C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA
Signature: /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Signature date: 05 Jun 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GHM transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +1,291
Change %: +2.1%
Price: $0.000000
Shares after: 63,167
Date: 04 Jun 2025
Ownership: Direct
Footnotes: F1

GHM transaction

Common Stock

Tax liability

Transaction value: $24,820
Shares: -607
Change %: -0.96%
Price: $40.89
Shares after: 62,560
Date: 04 Jun 2025
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GHM transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,291
Change %: -33%
Price: $0.000000
Shares after: 2,582
Date: 04 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,291
Exercise price: $0.000000
Footnotes: F1, F3

GHM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,375
Date: 04 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,375
Exercise price: $0.000000
Footnotes: F1, F4

GHM holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,591
Date: 04 Jun 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,591
Exercise price: $0.000000
Footnotes: F1, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These restricted stock units convert into common stock on a one-for-one basis.

Footnote F2

Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

Footnote F3

One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.

Footnote F4

Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

Footnote F5

These restricted stock units vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028, except as otherwise provided in the award notice.