Quick Takeaways
- This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
- 3 reported transactions and 3 derivative rows are listed below.
- Filing timestamp: 05 Jun 2025, 17:55.
Alan E. Smith - 04 Jun 2025 Form 4 Insider Report for GRAHAM CORP (GHM)
- Signature
- /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
- Issuer symbol
- GHM
- Transactions as of
- 04 Jun 2025
- Net transactions value
- -$24,820
- Form type
- 4
- Filing time
- 05 Jun 2025, 17:55:40 UTC
- Previous filing
- 04 Jun 2025
- Next filing
- 11 Jun 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 05 Jun 2025."
What Changed
- Previous filing in this sequence was filed on 04 Jun 2025.
- Current net transaction value: -$24,820.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001408288
Primary reporting owner
Smith Alan E
- Relationship
- VP & General Manager - Batavia
- Address
- C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA
- Signature
- /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
- Signature date
- 05 Jun 2025
Transactions Table
GHM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,291
- Change %
- +2.1%
- Price
- $0.000000
- Shares after
- 63,167
- Date
- 04 Jun 2025
- Ownership
- Direct
- Footnotes
- F1
GHM
transaction
Common Stock
Tax liability
- Transaction value
- $24,820
- Shares
- -607
- Change %
- -0.96%
- Price
- $40.89
- Shares after
- 62,560
- Date
- 04 Jun 2025
- Ownership
- Direct
- Footnotes
- F2
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
GHM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,291
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 2,582
- Date
- 04 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,291
- Exercise price
- $0.000000
- Footnotes
- F1, F3
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,375
- Date
- 04 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,375
- Exercise price
- $0.000000
- Footnotes
- F1, F4
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,591
- Date
- 04 Jun 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,591
- Exercise price
- $0.000000
- Footnotes
- F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | These restricted stock units convert into common stock on a one-for-one basis. |
| F2 | Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units. |
| F3 | One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027. |
| F4 | Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026. |
| F5 | These restricted stock units vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028, except as otherwise provided in the award notice. |