Key facts
- This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
- 3 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 20 May 2025, 16:30.
Alan E. Smith - 17 May 2025 Form 4 Insider Report for GRAHAM CORP (GHM)
- Reporting relationship
- VP & General Manager - Batavia
- Issuer ticker
- GHM
- Reported as of
- 17 May 2025
- Net transaction value
- -$43,406
- SEC form
- 4
- Accepted by SEC
- 20 May 2025, 16:30:54 UTC
- Prior SEC filing
- 06 Jun 2024
- Next SEC filing
- 27 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 20 May 2025.
Change
- Previous filing in this sequence was filed on 06 Jun 2024.
- Current net transaction value: -$43,406.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001408288
Primary reporting owner
Smith Alan E
- Relationship
- VP & General Manager - Batavia
- Address
- C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA
- Signature
- /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
- Signature date
- 20 May 2025
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GHM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,374
- Change %
- +4.8%
- Price
- $0.000000
- Shares after
- 51,725
- Date
- 17 May 2025
- Ownership
- Direct
- Footnotes
- F1
GHM
transaction
Common Stock
Tax liability
- Transaction value
- $43,406
- Shares
- -1,164
- Change %
- -2.3%
- Price
- $37.29
- Shares after
- 50,561
- Date
- 17 May 2025
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GHM
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,374
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 2,375
- Date
- 17 May 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,374
- Exercise price
- $0.000000
- Footnotes
- F1, F3
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,053
- Date
- 17 May 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,053
- Exercise price
- $0.000000
- Footnotes
- F1, F4
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 18,315
- Date
- 17 May 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,315
- Exercise price
- $0.000000
- Footnotes
- F1, F5
GHM
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,873
- Date
- 17 May 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,873
- Exercise price
- $0.000000
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
These restricted stock units convert into common stock on a one-for-one basis.
Footnote F2
Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
Footnote F3
Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
Footnote F4
Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
Footnote F5
These restricted stock units will vest on 5/23/2025, except as otherwise provided in the award notice.
Footnote F6
These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.