Alan E. Smith - 17 May 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Issuer symbol
GHM
Transactions as of
17 May 2025
Net transactions value
-$43,406
Form type
4
Filing time
20 May 2025, 16:30:54 UTC
Previous filing
06 Jun 2024
Next filing
27 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Alan E VP & General Manager - Batavia C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith 20 May 2025 0001408288

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +2,374 +4.8% $0.000000 51,725 17 May 2025 Direct F1
transaction GHM Common Stock Tax liability $43,406 -1,164 -2.3% $37.29 50,561 17 May 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -2,374 -50% $0.000000 2,375 17 May 2025 Common Stock 2,374 $0.000000 Direct F1, F3
holding GHM Restricted Stock Units 3,053 17 May 2025 Common Stock 3,053 $0.000000 Direct F1, F4
holding GHM Restricted Stock Units 18,315 17 May 2025 Common Stock 18,315 $0.000000 Direct F1, F5
holding GHM Restricted Stock Units 3,873 17 May 2025 Common Stock 3,873 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F4 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
F5 These restricted stock units will vest on 5/23/2025, except as otherwise provided in the award notice.
F6 These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.