Quick Takeaways
- This page summarizes Alan E. Smith's Form 4 filing for GRAHAM CORP (GHM).
- 1 reported transaction and 4 derivative rows are listed below.
- Filing timestamp: 06 Jun 2024, 16:34.
Alan E. Smith - 04 Jun 2024 Form 4 Insider Report for GRAHAM CORP (GHM)
- Signature
- /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
- Issuer symbol
- GHM
- Transactions as of
- 04 Jun 2024
- Net transactions value
- $0
- Form type
- 4
- Filing time
- 06 Jun 2024, 16:34:21 UTC
- Previous filing
- 04 Jun 2024
- Next filing
- 20 May 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"Alan E. Smith filed Form 4 for GRAHAM CORP (GHM) on 06 Jun 2024."
What Changed
- Previous filing in this sequence was filed on 04 Jun 2024.
- Current net transaction value: $0.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | GHM | Common Stock | 49,351 | 04 Jun 2024 | Direct |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GHM | Restricted Stock Units | Award | $0 | +3,873 | $0.000000 | 3,873 | 04 Jun 2024 | Common Stock | 3,873 | $0.000000 | Direct | F1, F2 | |
| holding | GHM | Restricted Stock Units | 4,749 | 04 Jun 2024 | Common Stock | 4,749 | $0.000000 | Direct | F1, F3 | |||||
| holding | GHM | Restricted Stock Units | 3,053 | 04 Jun 2024 | Common Stock | 3,053 | $0.000000 | Direct | F1, F4 | |||||
| holding | GHM | Restricted Stock Units | 18,315 | 04 Jun 2024 | Common Stock | 18,315 | $0.000000 | Direct | F1, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | These restricted stock units convert into common stock on a one-for-one basis. |
| F2 | These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027. |
| F3 | One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026. |
| F4 | Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025. |
| F5 | These restricted stock units will vest on 5/23/2025, except as otherwise provided in the award notice. |