-
Signature
-
/s/ Renee Strandness, attorney-in-fact
-
Stock symbol
-
ROKU
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Transactions as of
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Sep 12, 2024
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Transactions value $
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-$1,875,000
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Form type
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4
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Date filed
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9/13/2024, 05:56 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROKU |
Class A Common Stock |
Conversion of derivative security |
|
+25K |
|
|
25K |
Sep 12, 2024 |
Wood 2017 Revocable Trust |
F1 |
transaction |
ROKU |
Class A Common Stock |
Sale |
-$1.88M |
-25K |
-100% |
$75.00 |
0 |
Sep 12, 2024 |
Wood 2017 Revocable Trust |
F2 |
holding |
ROKU |
Class A Common Stock |
|
|
|
|
|
5.02K |
Sep 12, 2024 |
Direct |
|
holding |
ROKU |
Class A Common Stock |
|
|
|
|
|
42.5K |
Sep 12, 2024 |
Wood 2020 Irrevocable Trust |
|
holding |
ROKU |
Class A Common Stock |
|
|
|
|
|
94.2K |
Sep 12, 2024 |
The Anthony J. Wood 2024 Annuity Trust V-B |
|
holding |
ROKU |
Class A Common Stock |
|
|
|
|
|
45.3K |
Sep 12, 2024 |
The Anthony J. Wood 2023 Annuity Trust V-B |
|
holding |
ROKU |
Class A Common Stock |
|
|
|
|
|
19.2K |
Sep 12, 2024 |
The Anthony J. Wood 2023 Annuity Trust V |
|
holding |
ROKU |
Class A Common Stock |
|
|
|
|
|
280K |
Sep 12, 2024 |
The Anthony J. Wood 2024 Annuity Trust V |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROKU |
Class B Common Stock |
Conversion of derivative security |
$0 |
-25K |
-0.15% |
$0.00 |
17.1M |
Sep 12, 2024 |
Class A Common Stock |
25K |
$0.00 |
Wood 2017 Revocable Trust |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: