Daniel J. Thoren - 01 Sep 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and CEO, Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Issuer symbol
GHM
Transactions as of
01 Sep 2024
Net transactions value
-$43,971
Form type
4
Filing time
04 Sep 2024, 16:34:50 UTC
Previous filing
06 Jun 2024
Next filing
20 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Tax liability $43,971 -1,381 -0.42% $31.84 324,885 01 Sep 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Restricted Stock Units 16,628 01 Sep 2024 Common Stock 16,628 $0.000000 Direct F2, F3
holding GHM Restricted Stock Units 12,177 01 Sep 2024 Common Stock 12,177 $0.000000 Direct F2, F4
holding GHM Restricted Stock Units 8,140 01 Sep 2024 Common Stock 8,140 $0.000000 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on September 1, 2021.
F2 These restricted stock units convert into common stock on a one-for-one basis.
F3 These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027.
F4 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
F5 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.