Daniel J. Thoren - 17 May 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
Chief Executive Officer, Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Issuer symbol
GHM
Transactions as of
17 May 2025
Net transactions value
-$81,702
Form type
4
Filing time
20 May 2025, 16:31:50 UTC
Previous filing
04 Sep 2024
Next filing
27 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Thoren Daniel J. Chief Executive Officer, Director C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA /s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren 20 May 2025 0001864850

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +6,088 +1.9% $0.000000 332,104 17 May 2025 Direct F1, F2
transaction GHM Common Stock Tax liability $81,702 -2,191 -0.66% $37.29 329,913 17 May 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -6,088 -50% $0.000000 6,089 17 May 2025 Common Stock 6,088 $0.000000 Direct F1, F4
holding GHM Restricted Stock Units 8,140 17 May 2025 Common Stock 8,140 $0.000000 Direct F1, F5
holding GHM Restricted Stock Units 16,628 17 May 2025 Common Stock 16,628 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Includes 1,131 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
F3 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F4 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F5 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
F6 These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.