Daniel J. Thoren - Jun 4, 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and CEO, Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Stock symbol
GHM
Transactions as of
Jun 4, 2024
Transactions value $
$0
Form type
4
Date filed
6/6/2024, 04:35 PM
Previous filing
Jun 4, 2024
Next filing
Sep 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GHM Common Stock 326K Jun 4, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Award $0 +16.6K $0.00 16.6K Jun 4, 2024 Common Stock 16.6K $0.00 Direct F1, F2
holding GHM Restricted Stock Units 12.2K Jun 4, 2024 Common Stock 12.2K $0.00 Direct F1, F3
holding GHM Restricted Stock Units 8.14K Jun 4, 2024 Common Stock 8.14K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027.
F3 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
F4 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.