Daniel J. Thoren - 01 Jun 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and CEO, Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Issuer symbol
GHM
Transactions as of
01 Jun 2024
Net transactions value
-$309,858
Form type
4
Filing time
04 Jun 2024, 16:31:48 UTC
Previous filing
28 May 2024
Next filing
06 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Tax liability $19,368 -716 -0.21% $27.05 337,005 01 Jun 2024 Direct F1
transaction GHM Common Stock Tax liability $116,234 -4,297 -1.3% $27.05 332,708 01 Jun 2024 Direct F2
transaction GHM Common Stock Tax liability $174,256 -6,442 -1.9% $27.05 326,266 01 Jun 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Restricted Stock Units 8,140 01 Jun 2024 Common Stock 8,140 $0.000000 Direct F4, F5
holding GHM Restricted Stock Units 12,177 01 Jun 2024 Common Stock 12,177 $0.000000 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on June 1, 2021.
F2 Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on June 1, 2021.
F3 Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on September 1, 2021.
F4 These restricted stock units convert into common stock on a one-for-one basis.
F5 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
F6 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.