Alan E. Smith - Jun 1, 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Stock symbol
GHM
Transactions as of
Jun 1, 2024
Transactions value $
-$98,543
Form type
4
Date filed
6/4/2024, 04:30 PM
Previous filing
May 28, 2024
Next filing
Jun 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Tax liability -$14.1K -520 -0.98% $27.05 52.5K Jun 1, 2024 Direct F1
transaction GHM Common Stock Tax liability -$84.5K -3.12K -5.95% $27.05 49.4K Jun 1, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GHM Restricted Stock Units 3.05K Jun 1, 2024 Common Stock 3.05K $0.00 Direct F3, F4
holding GHM Restricted Stock Units 4.75K Jun 1, 2024 Common Stock 4.75K $0.00 Direct F3, F5
holding GHM Restricted Stock Units 18.3K Jun 1, 2024 Common Stock 18.3K $0.00 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to cover tax withholding obligations upon the vesting of a restricted stock award granted on June 1, 2021.
F2 Shares withheld to cover tax withholding obligations upon the vesting of a performance stock award granted on June 1, 2021.
F3 These restricted stock units convert into common stock on a one-for-one basis.
F4 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
F5 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
F6 These restricted stock units will vest on 5/23/2025, the third anniversary of the grant date, except as otherwise provided in the award notice.