Daniel J. Thoren - May 23, 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and CEO, Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Stock symbol
GHM
Transactions as of
May 23, 2024
Transactions value $
-$83,443
Form type
4
Date filed
5/28/2024, 04:31 PM
Previous filing
May 21, 2024
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +8.14K +2.45% $0.00 341K May 23, 2024 Direct F1
transaction GHM Common Stock Tax liability -$83.4K -2.93K -0.86% $28.44 338K May 23, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -8.14K -50% $0.00 8.14K May 23, 2024 Common Stock 8.14K $0.00 Direct F1, F3
holding GHM Restricted Stock Units 12.2K May 23, 2024 Common Stock 12.2K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
F4 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.