Daniel J. Thoren - May 17, 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
President and CEO, Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Stock symbol
GHM
Transactions as of
May 17, 2024
Transactions value $
-$64,122
Form type
4
Date filed
5/21/2024, 04:32 PM
Previous filing
May 24, 2023
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +6.09K +1.85% $0.00 335K May 17, 2024 Direct F1, F2
transaction GHM Common Stock Tax liability -$64.1K -2.2K -0.66% $29.12 333K May 17, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -6.09K -33.33% $0.00 12.2K May 17, 2024 Common Stock 6.09K $0.00 Direct F1, F4
holding GHM Restricted Stock Units 16.3K May 17, 2024 Common Stock 16.3K $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Includes 2,298 shares acquired under the Graham Corporation Employee Stock Purchase Plan.
F3 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F4 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
F5 One-third of the original grant of these restricted stock units vested on 5/23/2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.