Samir Deshpande - Feb 21, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Stock symbol
HUM
Transactions as of
Feb 21, 2024
Transactions value $
-$476,669
Form type
4
Date filed
2/23/2024, 01:21 PM
Previous filing
Dec 19, 2023
Next filing
Dec 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +3.77K +37.97% $0.00 13.7K Feb 22, 2024 Direct F9
transaction HUM Humana Common Tax liability -$477K -1.3K -9.51% $366.11 12.4K Feb 22, 2024 Direct F10
transaction HUM Humana Common Award $0 +1.46K +11.81% $0.00 13.9K Feb 21, 2024 Direct F11, F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +5.65K $0.00 5.65K Feb 21, 2024 Humana Common 5.65K $367.21 Direct F5
holding HUM Options 5.73K Feb 21, 2024 Humana Common 5.73K $350.79 Direct F1
holding HUM Options 4.33K Feb 21, 2024 Humana Common 4.33K $376.61 Direct F2
holding HUM Options 3.84K Feb 21, 2024 Humana Common 3.84K $425.06 Direct F3
holding HUM Options 3.88K Feb 21, 2024 Humana Common 3.88K $510.24 Direct F4
holding HUM Restricted Stock Units 353 Feb 21, 2024 Humana Common 353 Direct F6, F7
holding HUM Restricted Stock Units 670 Feb 21, 2024 Humana Common 670 Direct F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Includes Performance Stock Units that are not required to be reported until vest.
F10 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/22/24.
F11 Restricted stock units granted to reporting person on 2/21/24.
F12 Includes 1,464 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.