Samir M. Deshpande - 15 Dec 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Issuer symbol
HUM
Transactions as of
15 Dec 2023
Net transactions value
-$217,883
Form type
4
Filing time
19 Dec 2023, 11:00:34 UTC
Previous filing
28 Feb 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +351 +3.8% $0.000000 9,711 15 Dec 2023 Direct
transaction HUM Humana Common Tax liability $73,709 -159 -1.6% $463.58 9,552 15 Dec 2023 Direct F9
transaction HUM Humana Common Options Exercise $0 +353 +3.7% $0.000000 9,905 15 Dec 2023 Direct
transaction HUM Humana Common Tax liability $74,173 -160 -1.6% $463.58 9,745 15 Dec 2023 Direct F9
transaction HUM Humana Common Options Exercise $0 +334 +3.4% $0.000000 10,079 15 Dec 2023 Direct
transaction HUM Humana Common Tax liability $70,001 -151 -1.5% $463.58 9,928 15 Dec 2023 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -351 -100% $0.000000* 0 15 Dec 2023 Humana Common 351 Direct F5, F6
transaction HUM Restricted Stock Units Options Exercise $0 -353 -50% $0.000000 353 15 Dec 2023 Humana Common 353 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -334 -33% $0.000000 670 15 Dec 2023 Humana Common 334 Direct F5, F8
holding HUM Options 5,730 15 Dec 2023 Humana Common 5,730 $350.79 Direct F1
holding HUM Options 4,327 15 Dec 2023 Humana Common 4,327 $376.61 Direct F2
holding HUM Options 3,836 15 Dec 2023 Humana Common 3,836 $425.06 Direct F3
holding HUM Options 3,878 15 Dec 2023 Humana Common 3,878 $510.24 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.