Samir Deshpande - Dec 15, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Stock symbol
HUM
Transactions as of
Dec 15, 2024
Transactions value $
-$144,803
Form type
4
Date filed
12/17/2024, 01:43 PM
Previous filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability -$60K -221 -1.59% $271.68 13.6K Dec 15, 2024 Direct F9
transaction HUM Humana Common Options Exercise $0 +353 +2.59% $0.00 14K Dec 15, 2024 Direct
transaction HUM Humana Common Tax liability -$43.5K -160 -1.14% $271.68 13.8K Dec 15, 2024 Direct F9
transaction HUM Humana Common Options Exercise $0 +335 +2.42% $0.00 14.2K Dec 15, 2024 Direct
transaction HUM Humana Common Tax liability -$41.3K -152 -1.07% $271.68 14K Dec 15, 2024 Direct F9, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -353 -100% $0.00 0 Dec 15, 2024 Humana Common 353 Direct F6, F7
transaction HUM Restricted Stock Units Options Exercise $0 -335 -50% $0.00 335 Dec 15, 2024 Humana Common 335 Direct F6, F8
holding HUM Options 5.73K Dec 15, 2024 Humana Common 5.73K $350.79 Direct F1
holding HUM Options 4.33K Dec 15, 2024 Humana Common 4.33K $376.61 Direct F2
holding HUM Options 3.84K Dec 15, 2024 Humana Common 3.84K $425.06 Direct F3
holding HUM Options 3.88K Dec 15, 2024 Humana Common 3.88K $510.24 Direct F4
holding HUM Options 5.65K Dec 15, 2024 Humana Common 5.65K $367.21 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Shares disposed of represent payment for tax liability on restricted stock units vested on 12/15/24.
F10 Includes 976 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.