Sanjay K. Shetty - Feb 21, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
President, CenterWell
Signature
Sanjay K. Shetty
Stock symbol
HUM
Transactions as of
Feb 21, 2024
Transactions value $
$0
Form type
4
Date filed
2/23/2024, 11:13 AM
Previous filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common +Grant/Award $0 +7,148 +4229.59% $0.00 7,317 Feb 21, 2024 Direct F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options +Grant/Award $0 +6,572 $0.00 6,572 Feb 21, 2024 Humana Common 6,572 $367.21 Direct F2
holding HUM Options 3,964 Feb 21, 2024 Humana Common 3,964 $487.16 Direct F1
holding HUM Restricted Stock Units 616 Feb 21, 2024 Humana Common 616 Direct F3, F4

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 4/1/2023, vesting in three annual increments from 4/1/24 to 4/1/26.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 4/1/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F5 Restricted stock units granted to reporting person on 2/21/24.
F6 Includes 7,148 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.