Sanjay K. Shetty - Dec 15, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role
President, CenterWell
Signature
Sanjay K. Shetty
Stock symbol
HUM
Transactions as of
Dec 15, 2024
Transactions value $
-$71,722
Form type
4
Date filed
12/17/2024, 12:44 PM
Previous filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Tax liability -$46.5K -171 -2.34% $271.68 7.15K Dec 15, 2024 Direct F6
transaction HUM Humana Common Options Exercise $0 +308 +4.31% $0.00 7.45K Dec 15, 2024 Direct
transaction HUM Humana Common Tax liability -$25.3K -93 -1.25% $271.68 7.36K Dec 15, 2024 Direct F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -308 -50% $0.00 308 Dec 15, 2024 Humana Common 308 Direct F3, F4
holding HUM Options 3.96K Dec 15, 2024 Humana Common 3.96K $487.16 Direct F1
holding HUM Options 6.57K Dec 15, 2024 Humana Common 6.57K $367.21 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 4/1/2023, vesting in three annual increments from 4/1/24 to 4/1/26.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 4/1/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F5 Includes 6,581 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F6 Shares disposed of represent payment for tax liability on restricted stock units vested on 12/15/24.