Sanjay K. Shetty - Dec 15, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
President, CenterWell
Signature
Sanjay K. Shetty
Stock symbol
HUM
Transactions as of
Dec 15, 2023
Transactions value $
-$64,438
Form type
4
Date filed
12/19/2023, 09:57 AM
Previous filing
Apr 4, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +308 $0.00 308 Dec 15, 2023 Direct
transaction HUM Humana Common Tax liability -$64.4K -139 -45.13% $463.58 169 Dec 15, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 +308 +100% $0.00 616 Dec 15, 2023 Humana Common 308 Direct F2, F3
holding HUM Options 3.96K Dec 15, 2023 Humana Common 3.96K $487.16 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 4/1/2023, vesting in three annual increments from 4/1/24 to 4/1/26.
F2 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3 Restricted stock units granted to reporting person on 4/1/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F4 Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23.