Neil B. MacDonald - 15 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM of Compute
Signature
Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Issuer symbol
HPE
Transactions as of
15 Dec 2023
Net transactions value
$0
Form type
4
Filing time
19 Dec 2023, 18:01:03 UTC
Previous filing
14 Dec 2023
Next filing
13 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $24,211 +1,448 +1% $16.72 141,484 15 Dec 2023 Direct
transaction HPE Common Stock Tax liability $24,211 -1,448 -1% $16.72 140,036 15 Dec 2023 Direct
transaction HPE Common Stock Options Exercise $68,569 +4,101 +2.9% $16.72 144,137 15 Dec 2023 Direct
transaction HPE Common Stock Tax liability $68,569 -4,101 -2.8% $16.72 140,036 15 Dec 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -1,448 -4.2% 33,090 15 Dec 2023 Common Stock 1,448 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -4,101 -4.3% 90,672 15 Dec 2023 Common Stock 4,101 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.