Neil B. MacDonald - Dec 15, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM of Compute
Signature
Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Stock symbol
HPE
Transactions as of
Dec 15, 2023
Transactions value $
$0
Form type
4
Date filed
12/19/2023, 06:01 PM
Previous filing
Dec 14, 2023
Next filing
Jun 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $24.2K +1.45K +1.03% $16.72 141K Dec 15, 2023 Direct
transaction HPE Common Stock Tax liability -$24.2K -1.45K -1.02% $16.72 140K Dec 15, 2023 Direct
transaction HPE Common Stock Options Exercise $68.6K +4.1K +2.93% $16.72 144K Dec 15, 2023 Direct
transaction HPE Common Stock Tax liability -$68.6K -4.1K -2.85% $16.72 140K Dec 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -1.45K -4.19% 33.1K Dec 15, 2023 Common Stock 1.45K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -4.1K -4.33% 90.7K Dec 15, 2023 Common Stock 4.1K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.