| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Options Exercise | $113K | +7.67K | +5.48% | $14.67 | 148K | Jun 11, 2024 | Direct | F1 |
| transaction | HPE | Common Stock | Sale | -$157K | -7.67K | -5.19% | $20.50 | 140K | Jun 11, 2024 | Direct | |
| transaction | HPE | Common Stock | Sale | -$595K | -29K | -20.71% | $20.51 | 111K | Jun 11, 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Employee Stock Option (right to buy) | Options Exercise | $0 | -7.67K | -100% | $0.00* | 0 | Jun 11, 2024 | Common Stock | 7.67K | $14.67 | Direct | F3, F4 |
| transaction | HPE | Restricted Stock Units | Award | +478 | +1.45% | 33.6K | Jan 11, 2024 | Common Stock | 478 | Direct | F5, F6 | |||
| transaction | HPE | Restricted Stock Units | Award | +1.36K | +1.49% | 92K | Jan 11, 2024 | Common Stock | 1.36K | Direct | F5, F7 | |||
| transaction | HPE | Restricted Stock Units | Award | +2.39K | +1.54% | 157K | Jan 11, 2024 | Common Stock | 2.39K | Direct | F5, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The total beneficial ownership includes the acquisition of 9.3050 shares at $16.3556 per share received on 01/16/24 through dividends paid in shares, and 8.6680 shares at $17.6969 per share received on 04/16/24 through dividends paid in shares. |
| F2 | The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.38 to $20.60. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| F3 | This option became exercisable beginning on this date and is fully vested. |
| F4 | This option is no longer exercisable beginning on this date |
| F5 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F6 | As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 246.6744 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 231.8060 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| F7 | As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 698.6885 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 656.5746 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| F8 | As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,231.60110 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,157.36570 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/12/24.