| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Sale | -$360K | -22.4K | -13.54% | $16.07 | 143K | Dec 12, 2023 | Direct | |
| transaction | HPE | Common Stock | Sale | -$50.4K | -3.08K | -2.15% | $16.37 | 140K | Dec 13, 2023 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/10/23.