Samir Deshpande - 24 Feb 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Issuer symbol
HUM
Transactions as of
24 Feb 2023
Net transactions value
-$786,284
Form type
4
Filing time
28 Feb 2023, 09:35:20 UTC
Previous filing
19 Dec 2022
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +4,053 +59% $0.000000 10,901 24 Feb 2023 Direct F9
transaction HUM Humana Common Tax liability $786,284 -1,541 -14% $510.24 9,360 24 Feb 2023 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +3,878 $0.000000 3,878 24 Feb 2023 Humana Common 3,878 $510.24 Direct F4
transaction HUM Restricted Stock Units Award $0 +1,004 $0.000000 1,004 24 Feb 2023 Humana Common 1,004 Direct F5, F8
holding HUM Options 5,730 24 Feb 2023 Humana Common 5,730 $350.79 Direct F1
holding HUM Options 4,327 24 Feb 2023 Humana Common 4,327 $376.61 Direct F2
holding HUM Options 3,836 24 Feb 2023 Humana Common 3,836 $425.06 Direct F3
holding HUM Restricted Stock Units 351 24 Feb 2023 Humana Common 351 Direct F5, F6
holding HUM Restricted Stock Units 706 24 Feb 2023 Humana Common 706 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Performance Stock Units vested on 2/24/23, not required to be reported until vest.
F10 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.