Timothy S. Huval - 15 Dec 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Issuer symbol
HUM
Transactions as of
15 Dec 2023
Net transactions value
-$239,671
Form type
4
Filing time
19 Dec 2023, 10:50:48 UTC
Previous filing
08 Nov 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +406 +9.3% $0.000000 4,774 15 Dec 2023 Direct
transaction HUM Humana Common Tax liability $87,617 -189 -4% $463.58 4,585 15 Dec 2023 Direct F10
transaction HUM Humana Common Options Exercise $0 +362 +7.9% $0.000000 4,947 15 Dec 2023 Direct
transaction HUM Humana Common Tax liability $77,881 -168 -3.4% $463.58 4,779 15 Dec 2023 Direct F10
transaction HUM Humana Common Options Exercise $0 +343 +7.2% $0.000000 5,122 15 Dec 2023 Direct
transaction HUM Humana Common Tax liability $74,173 -160 -3.1% $463.58 4,962 15 Dec 2023 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -406 -100% $0.000000* 0 15 Dec 2023 Humana Common 406 Direct F6, F7
transaction HUM Restricted Stock Units Options Exercise $0 -362 -50% $0.000000 362 15 Dec 2023 Humana Common 362 Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -343 -33% $0.000000 686 15 Dec 2023 Humana Common 343 Direct F6, F9
holding HUM Options 324 15 Dec 2023 Humana Common 324 $307.96 Direct F1
holding HUM Options 2,030 15 Dec 2023 Humana Common 2,030 $350.79 Direct F2
holding HUM Options 3,336 15 Dec 2023 Humana Common 3,336 $376.61 Direct F3
holding HUM Options 3,932 15 Dec 2023 Humana Common 3,932 $425.06 Direct F4
holding HUM Options 3,973 15 Dec 2023 Humana Common 3,973 $510.24 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Restricted stock units granted to reporting person on 02/21/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10 Shares disposed of represent payment for tax liability on Restricted Stock Units vesting on 12/15/23.