Timothy S. Huval - Nov 6, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Administrative Officer
Signature
Timothy S. Huval
Stock symbol
HUM
Transactions as of
Nov 6, 2023
Transactions value $
$0
Form type
4
Date filed
11/8/2023, 10:51 AM
Previous filing
May 19, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Gift $0 -600 -12.08% $0.00 4.37K Nov 6, 2023 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 324 Nov 6, 2023 Humana Common 324 $307.97 Direct F1
holding HUM Options 2.03K Nov 6, 2023 Humana Common 2.03K $350.79 Direct F2
holding HUM Options 3.34K Nov 6, 2023 Humana Common 3.34K $376.61 Direct F3
holding HUM Options 3.93K Nov 6, 2023 Humana Common 3.93K $425.06 Direct F4
holding HUM Options 3.97K Nov 6, 2023 Humana Common 3.97K $510.24 Direct F5
holding HUM Restricted Stock Units 406 Nov 6, 2023 Humana Common 406 Direct F6, F7
holding HUM Restricted Stock Units 724 Nov 6, 2023 Humana Common 724 Direct F6, F8
holding HUM Restricted Stock Units 1.03K Nov 6, 2023 Humana Common 1.03K Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2023, vesting in three annual increments from 2/21/24 to 2/21/26.
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F8 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Restricted stock units granted to reporting person on 02/21/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10 Shares disposed of represent a gift/charitable donation, effective November 6, 2023, in which no value was received in return.