Timothy S. Huval - 21 Feb 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role: Chief Administrative Officer
Signature: Timothy S. Huval
Issuer symbol: HUM
Transactions as of: 21 Feb 2024
Net transactions value: -$470,079
Form type: 4
Filing time: 23 Feb 2024, 12:52:25 UTC
Previous filing: 19 Dec 2023
Next filing: 17 May 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HUM	Humana Common	Options Exercise	$0	+3,712	+75%	$0.000000	8,674	22 Feb 2024	Direct	F12
transaction	HUM	Humana Common	Tax liability	$470,079	-1,284	-15%	$366.10	7,390	22 Feb 2024	Direct	F13
transaction	HUM	Humana Common	Award	$0	+4,357	+59%	$0.000000	11,747	21 Feb 2024	Direct	F10, F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Options	Award	$0	+6,309		$0.000000	6,309	21 Feb 2024	Humana Common	6,309	$367.21	Direct	F6
holding	HUM	Options						324	21 Feb 2024	Humana Common	324	$307.96	Direct	F1
holding	HUM	Options						2,030	21 Feb 2024	Humana Common	2,030	$350.79	Direct	F2
holding	HUM	Options						3,336	21 Feb 2024	Humana Common	3,336	$376.61	Direct	F3
holding	HUM	Options						3,932	21 Feb 2024	Humana Common	3,932	$425.06	Direct	F4
holding	HUM	Options						3,973	21 Feb 2024	Humana Common	3,973	$510.24	Direct	F5
holding	HUM	Restricted Stock Units						362	21 Feb 2024	Humana Common	362		Direct	F7, F8
holding	HUM	Restricted Stock Units						686	21 Feb 2024	Humana Common	686		Direct	F7, F9

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F2	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F3	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F4	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F5	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F6	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F7	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F8	Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9	Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F10	Restricted stock units granted to reporting person on 2/21/24.
F11	Includes 4,357 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F12	Includes Performance Stock Units that are not required to be reported until vest.
F13	Shares disposed of represent payment for tax liability on Performance Stock Units vesting on 2/22/24.