Sanjay K. Shetty - 01 Apr 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
President, CenterWell
Signature
Sanjay K. Shetty
Issuer symbol
HUM
Transactions as of
01 Apr 2023
Net transactions value
$0
Form type
4
Filing time
04 Apr 2023, 09:36:33 UTC
Previous filing
27 Mar 2023
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 0 01 Apr 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +3,964 $0.000000 3,964 01 Apr 2023 Humana Common 3,964 $487.16 Direct F1
transaction HUM Restricted Stock Units Award $0 +924 $0.000000 924 01 Apr 2023 Humana Common 924 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 4/1/2023, vesting in three annual increments from 4/1/24 to 4/1/26.
F2 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3 Restricted stock units granted to reporting person on 4/1/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.