Neil B. MacDonald - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM of Compute
Signature
Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Stock symbol
HPE
Transactions as of
Dec 8, 2023
Transactions value $
$1,585,651
Form type
4
Date filed
12/12/2023, 08:09 PM
Previous filing
Dec 11, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $788K +48.6K +71.69% $16.22 116K Dec 8, 2023 Direct F1
transaction HPE Common Stock Tax liability -$391K -24.1K -20.7% $16.22 92.3K Dec 8, 2023 Direct
transaction HPE Common Stock Award $661K +40.8K +44.2% $16.22 133K Dec 8, 2023 Direct F2
transaction HPE Common Stock Tax liability -$328K -20.2K -15.2% $16.22 113K Dec 8, 2023 Direct
transaction HPE Common Stock Options Exercise $769K +47.4K +42.01% $16.22 160K Dec 8, 2023 Direct
transaction HPE Common Stock Tax liability -$381K -23.5K -14.67% $16.22 137K Dec 8, 2023 Direct
transaction HPE Common Stock Options Exercise $560K +34.5K +25.27% $16.22 171K Dec 9, 2023 Direct
transaction HPE Common Stock Tax liability -$278K -17.1K -10% $16.22 154K Dec 9, 2023 Direct
transaction HPE Common Stock Options Exercise $367K +22.6K +14.67% $16.22 177K Dec 10, 2023 Direct
transaction HPE Common Stock Tax liability -$182K -11.2K -6.34% $16.22 166K Dec 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise +22.6K 0 Dec 10, 2023 Common Stock 22.6K Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise +34.5K 34.5K Dec 9, 2023 Common Stock 34.5K Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise +47.4K +100% 94.8K Dec 8, 2023 Common Stock 47.4K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights.
F5 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.