Neil B. MacDonald - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM of Compute
Signature: Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$1,585,651
Form type: 4
Filing time: 12 Dec 2023, 20:09:46 UTC
Previous filing: 11 Dec 2023
Next filing: 14 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$787,968	+48,580	+72%	$16.22	116,341	08 Dec 2023	Direct	F1
transaction	HPE	Common Stock	Tax liability	$390,691	-24,087	-21%	$16.22	92,254	08 Dec 2023	Direct
transaction	HPE	Common Stock	Award	$661,354	+40,774	+44%	$16.22	133,028	08 Dec 2023	Direct	F2
transaction	HPE	Common Stock	Tax liability	$327,904	-20,216	-15%	$16.22	112,812	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$768,617	+47,387	+42%	$16.22	160,199	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$381,089	-23,495	-15%	$16.22	136,704	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$560,239	+34,540	+25%	$16.22	171,244	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$277,784	-17,126	-10%	$16.22	154,118	09 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$366,815	+22,615	+15%	$16.22	176,733	10 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$181,875	-11,213	-6.3%	$16.22	165,520	10 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		+22,615			0	10 Dec 2023	Common Stock	22,615		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		+34,540			34,538	09 Dec 2023	Common Stock	34,540		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		+47,387	+100%		94,773	08 Dec 2023	Common Stock	47,387		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.