Neil B. MacDonald - 07 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM of Compute
Signature: Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald
Issuer symbol: HPE
Transactions as of: 07 Dec 2023
Net transactions value: $0
Form type: 4
Filing time: 11 Dec 2023, 19:55:38 UTC
Previous filing: 20 Jun 2023
Next filing: 12 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HPE	Common Stock						67,761	07 Dec 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+297	+1.3%		22,615	14 Jul 2023	Common Stock	297		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+936	+1.4%		69,078	14 Jul 2023	Common Stock	936		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+1,988	+1.4%		142,160	14 Jul 2023	Common Stock	1,988		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+155,087			155,087	07 Dec 2023	Common Stock	155,087		Direct	F2, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total beneficial ownership includes the acquisition of 8.1410 shares at $16.9877 per share received on 07/18/23 through dividends paid in shares, and 8.2780 shares at $16.8239 per share received on 07/18/23 through dividends paid in shares.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 146.72440 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 150.19660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.50150 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.44660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F5	As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.49200 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.74270 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
F6	On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.