| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Options Exercise | $50K | +5.67K | +8.37% | $8.83 | 73.4K | Jun 15, 2023 | Direct | F1 |
| transaction | HPE | Common Stock | Sale | -$96.4K | -5.67K | -7.72% | $17.00 | 67.7K | Jun 15, 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Employee Stock Option (right to buy) | Options Exercise | $0 | -5.67K | -100% | $0.00* | 0 | Jun 15, 2023 | Common Stock | 5.67K | $8.83 | Direct | F2, F3 |
| transaction | HPE | Restricted Stock Units | Award | +306 | +1.39% | 22.3K | Jan 13, 2023 | Common Stock | 306 | Direct | F4, F5 | |||
| transaction | HPE | Restricted Stock Units | Award | +965 | +1.44% | 68.1K | Jan 13, 2023 | Common Stock | 965 | Direct | F4, F6 | |||
| transaction | HPE | Restricted Stock Units | Award | +2.05K | +1.48% | 140K | Jan 13, 2023 | Common Stock | 2.05K | Direct | F4, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The total beneficial ownership includes the acquisition of 8.3770 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 8.5790 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares. |
| F2 | This option became exercisable beginning on this date and is fully vested. |
| F3 | This option is no longer exercisable beginning on this date. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F5 | As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 150.47050 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 155.57760 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. |
| F6 | As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 474.31000 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 490.40850 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. |
| F7 | As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,007.57690 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 1,041.77500 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. |
The reported transaction occurred pursuant to a trading plan adopted on 03/10/23.