Jeffrey Allen Miller - 04 Aug 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Issuer symbol
HAL
Transactions as of
04 Aug 2023
Net transactions value
-$3,974,200
Form type
4
Filing time
07 Aug 2023, 15:48:04 UTC
Previous filing
10 May 2023
Next filing
08 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Sale $3,974,200 -99,355 -12% $40.00 719,818 04 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 171,200 04 Aug 2023 Common Stock 171,200 $31.44 Direct
holding HAL Option to Buy Common Stock 128,500 04 Aug 2023 Common Stock 128,500 $43.38 Direct
holding HAL Option to Buy Common Stock 69,500 04 Aug 2023 Common Stock 69,500 $53.54 Direct
holding HAL Option to Buy Common Stock 99,200 04 Aug 2023 Common Stock 99,200 $38.95 Direct
holding HAL Option to Buy Common Stock 115,100 04 Aug 2023 Common Stock 115,100 $40.75 Direct
holding HAL Option to Buy Common Stock 55,700 04 Aug 2023 Common Stock 55,700 $50.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023.