Jeffrey Allen Miller - Aug 4, 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Stock symbol
HAL
Transactions as of
Aug 4, 2023
Transactions value $
-$3,974,200
Form type
4
Date filed
8/7/2023, 03:48 PM
Previous filing
May 10, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Sale -$3.97M -99.4K -12.13% $40.00 720K Aug 4, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 171K Aug 4, 2023 Common Stock 171K $31.44 Direct
holding HAL Option to Buy Common Stock 129K Aug 4, 2023 Common Stock 129K $43.38 Direct
holding HAL Option to Buy Common Stock 69.5K Aug 4, 2023 Common Stock 69.5K $53.54 Direct
holding HAL Option to Buy Common Stock 99.2K Aug 4, 2023 Common Stock 99.2K $38.95 Direct
holding HAL Option to Buy Common Stock 115K Aug 4, 2023 Common Stock 115K $40.75 Direct
holding HAL Option to Buy Common Stock 55.7K Aug 4, 2023 Common Stock 55.7K $50.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023.