Jeffrey Allen Miller - Dec 6, 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director, President & CEO, Director
Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Stock symbol
HAL
Transactions as of
Dec 6, 2023
Transactions value $
-$1,281,595
Form type
4
Date filed
12/8/2023, 01:01 PM
Previous filing
Aug 7, 2023
Next filing
Dec 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Tax liability -$491K -13.1K -1.83% $37.37 707K Dec 6, 2023 Direct F1, F2
transaction HAL Common Stock Tax liability -$791K -21K -2.97% $37.71 686K Dec 6, 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 0 Dec 6, 2023 Common Stock 55.7K $50.62 Direct F4
holding HAL Option to Buy Common Stock 171K Dec 6, 2023 Common Stock 171K $31.44 Direct
holding HAL Option to Buy Common Stock 129K Dec 6, 2023 Common Stock 129K $43.38 Direct
holding HAL Option to Buy Common Stock 69.5K Dec 6, 2023 Common Stock 69.5K $53.54 Direct
holding HAL Option to Buy Common Stock 99.2K Dec 6, 2023 Common Stock 99.2K $38.95 Direct
holding HAL Option to Buy Common Stock 115K Dec 6, 2023 Common Stock 115K $40.75 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
F2 The stock vested on December 4, 2023 and is related to stock granted on December 4, 2019. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 4, 2023 was $37.37. Shares were withheld for tax reporting on December 6, 2023.
F3 The stock vested on December 2, 2023 and is related to stock granted on December 2, 2020. December 2, 2023 was a non-market date. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on December 1, 2023 was $37.71. Shares were withheld for tax reporting on December 6, 2023.
F4 Stock option expired December 4, 2023.