Jeffrey Allen Miller - 08 May 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director, President & CEO, Director
Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Issuer symbol
HAL
Transactions as of
08 May 2023
Net transactions value
-$8,509,831
Form type
4
Filing time
10 May 2023, 16:10:26 UTC
Previous filing
06 Mar 2023
Next filing
07 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Sale $8,206,311 -271,283 -25% $30.25 829,230 08 May 2023 Direct F1, F2, F3
transaction HAL Common Stock Sale $303,520 -10,057 -1.2% $30.18 819,173 09 May 2023 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 171,200 08 May 2023 Common Stock 171,200 $31.44 Direct
holding HAL Option to Buy Common Stock 128,500 08 May 2023 Common Stock 128,500 $43.38 Direct
holding HAL Option to Buy Common Stock 69,500 08 May 2023 Common Stock 69,500 $53.54 Direct
holding HAL Option to Buy Common Stock 99,200 08 May 2023 Common Stock 99,200 $38.95 Direct
holding HAL Option to Buy Common Stock 115,100 08 May 2023 Common Stock 115,100 $40.75 Direct
holding HAL Option to Buy Common Stock 55,700 08 May 2023 Common Stock 55,700 $50.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 7, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.80, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.
F3 Includes 663.834 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ending March 31, 2023.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.41, inclusive.