MILTON CARROLL - 30 Jun 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director
Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Issuer symbol
HAL
Transactions as of
30 Jun 2023
Net transactions value
$0
Form type
4
Filing time
05 Jul 2023, 15:19:59 UTC
Previous filing
04 Apr 2023
Next filing
03 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HAL Common Stock 20,271 30 Jun 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAL Stock Equivalent Units Award +1,442 +2.3% 64,886 30 Jun 2023 Common Stock 1,442 Direct F1, F2, F3, F4
holding HAL 12/2022 Restricted Stock Units 4,992 30 Jun 2023 Common Stock 4,992 Direct F5, F6, F8
holding HAL 12/2021 Restricted Stock Units 8,048 30 Jun 2023 Common Stock 8,048 Direct F5, F6, F8
holding HAL 12/2020 Restricted Stock Units 12,766 30 Jun 2023 Common Stock 12,766 Direct F5, F6, F8
holding HAL 8/2019 Restricted Stock Units 8,745 30 Jun 2023 Common Stock 8,745 Direct F5, F7, F8
holding HAL 8/2018 Restricted Stock Units 4,716 30 Jun 2023 Common Stock 4,716 Direct F5, F7, F8
holding HAL 8/2017 Restricted Stock Units 4,844 30 Jun 2023 Common Stock 4,844 Direct F5, F7, F8
holding HAL 8/2016 Restricted Stock Units 4,813 30 Jun 2023 Common Stock 4,813 Direct F5, F7, F8
holding HAL 8/2015 Restricted Stock Units 5,231 30 Jun 2023 Common Stock 5,231 Direct F5, F7, F8
holding HAL 8/2014 Restricted Stock Units 3,103 30 Jun 2023 Common Stock 3,103 Direct F5, F7, F8
holding HAL 8/2013 Restricted Stock Units 4,340 30 Jun 2023 Common Stock 4,340 Direct F5, F7, F8
holding HAL 8/2012 Restricted Stock Units 6,422 30 Jun 2023 Common Stock 6,422 Direct F5, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3 The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4 A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on June 28, 2023 of $32.56 and June 29, 2023 of $33.19.
F5 Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6 The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7 The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8 Includes dividend equivalent units through June 30, 2023.