MILTON CARROLL - 30 Sep 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director
Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Issuer symbol
HAL
Transactions as of
30 Sep 2023
Net transactions value
$0
Form type
4
Filing time
03 Oct 2023, 15:25:59 UTC
Previous filing
05 Jul 2023
Next filing
08 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HAL Common Stock 20,271 30 Sep 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAL Stock Equivalent Units Award +1,144 +1.8% 66,031 30 Sep 2023 Common Stock 1,144 Direct F1, F2, F3, F4
holding HAL 12/2022 Restricted Stock Units 5,010 30 Sep 2023 Common Stock 5,010 Direct F5, F6, F8
holding HAL 12/2021 Restricted Stock Units 8,077 30 Sep 2023 Common Stock 8,077 Direct F5, F6, F8
holding HAL 12/2020 Restricted Stock Units 12,811 30 Sep 2023 Common Stock 12,811 Direct F5, F6, F8
holding HAL 8/2019 Restricted Stock Units 8,777 30 Sep 2023 Common Stock 8,777 Direct F5, F7, F8
holding HAL 8/2018 Restricted Stock Units 4,733 30 Sep 2023 Common Stock 4,733 Direct F5, F7, F8
holding HAL 8/2017 Restricted Stock Units 4,861 30 Sep 2023 Common Stock 4,861 Direct F5, F7, F8
holding HAL 8/2016 Restricted Stock Units 4,830 30 Sep 2023 Common Stock 4,830 Direct F5, F7, F8
holding HAL 8/2015 Restricted Stock Units 5,250 30 Sep 2023 Common Stock 5,250 Direct F5, F7, F8
holding HAL 8/2014 Restricted Stock Units 3,115 30 Sep 2023 Common Stock 3,115 Direct F5, F7, F8
holding HAL 8/2013 Restricted Stock Units 4,355 30 Sep 2023 Common Stock 4,355 Direct F5, F7, F8
holding HAL 8/2012 Restricted Stock Units 6,445 30 Sep 2023 Common Stock 6,445 Direct F5, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3 The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4 A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 27, 2023 of $42.03 and September 28, 2023 of $41.79.
F5 Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6 The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7 The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8 Includes dividend equivalent units through September 30, 2023.