Milton Carroll - Mar 31, 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director
Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Stock symbol
HAL
Transactions as of
Mar 31, 2023
Transactions value $
$0
Form type
4
Date filed
4/4/2023, 05:25 PM
Previous filing
Jan 4, 2023
Next filing
Jul 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HAL Common Stock 20.3K Mar 31, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAL Stock Equivalent Units Award +1.52K +2.46% 63.4K Mar 31, 2023 Common Stock 1.52K Direct F1, F2, F3, F4
holding HAL 12/2022 Restricted Stock Units 4.97K Mar 31, 2023 Common Stock 4.97K Direct F5, F6, F8
holding HAL 12/2021 Restricted Stock Units 8.01K Mar 31, 2023 Common Stock 8.01K Direct F5, F6, F8
holding HAL 12/2020 Restricted Stock Units 12.7K Mar 31, 2023 Common Stock 12.7K Direct F5, F6, F8
holding HAL 8/2019 Restricted Stock Units 8.7K Mar 31, 2023 Common Stock 8.7K Direct F5, F7, F8
holding HAL 8/2018 Restricted Stock Units 4.69K Mar 31, 2023 Common Stock 4.69K Direct F5, F7, F8
holding HAL 8/2017 Restricted Stock Units 4.82K Mar 31, 2023 Common Stock 4.82K Direct F5, F7, F8
holding HAL 8/2016 Restricted Stock Units 4.79K Mar 31, 2023 Common Stock 4.79K Direct F5, F7, F8
holding HAL 8/2015 Restricted Stock Units 5.2K Mar 31, 2023 Common Stock 5.2K Direct F5, F7, F8
holding HAL 8/2014 Restricted Stock Units 3.09K Mar 31, 2023 Common Stock 3.09K Direct F5, F7, F8
holding HAL 8/2013 Restricted Stock Units 4.32K Mar 31, 2023 Common Stock 4.32K Direct F5, F7, F8
holding HAL 8/2012 Restricted Stock Units 6.39K Mar 31, 2023 Common Stock 6.39K Direct F5, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3 The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4 A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on March 29, 2023 of $31.35 and March 30, 2023 of $31.06.
F5 Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6 The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7 The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8 Includes dividend equivalent units through March 31, 2023.