Matthew C. Banks - 01 Jun 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
VP, Corp Controller & CAO
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
01 Jun 2023
Net transactions value
-$210,791
Form type
4
Filing time
05 Jun 2023, 20:21:15 UTC
Previous filing
02 May 2023
Next filing
06 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +3,751 +83% $0.000000 8,274 01 Jun 2023 Direct
transaction ROKU Class A Common Stock Sale $113,273 -1,886 -23% $60.06 6,388 02 Jun 2023 Direct F1
transaction ROKU Class A Common Stock Sale $97,518 -1,614 -25% $60.42 4,774 05 Jun 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -359 -12% $0.000000 2,516 01 Jun 2023 Class A Common Stock 359 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -746 -12% $0.000000 5,231 01 Jun 2023 Class A Common Stock 746 Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise $0 -149 -9.1% $0.000000 1,484 01 Jun 2023 Class A Common Stock 149 Direct F2, F5
transaction ROKU Restricted Stock Unit Options Exercise $0 -2,497 -12% $0.000000 17,481 01 Jun 2023 Class A Common Stock 2,497 Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on June 1, 2023.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.
F5 This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
F6 This RSU vests in sixteen substantially equal quarterly installments, with two such installments vesting on June 1, 2023.