Matthew C. Banks - 28 Apr 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
VP, Corp Controller & CAO
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
28 Apr 2023
Net transactions value
$0
Form type
4
Filing time
02 May 2023, 16:44:55 UTC
Previous filing
03 Mar 2023
Next filing
05 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Award $0 +19,978 $0.000000 19,978 28 Apr 2023 Class A Common Stock 19,978 $0.000000 Direct F1, F2
transaction ROKU Restricted Stock Unit Award $0 +26,756 $0.000000 26,756 28 Apr 2023 Class A Common Stock 26,756 $0.000000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2 This RSU was granted on 04/28/23 and 2/16th of the shares vest on 6/1/23 and the remaining shares vest quarterly over the remaining 14 quarterly vest dates.
F3 This RSU was granted on 04/28/23 and vests 50% on 11/15/23 and 50% on 11/15/24.