Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LYRA | Common Stock | Purchase | $9M | +3.61M | +45.95% | $2.49 | 11.5M | May 31, 2023 | See Footnotes | F1, F3, F4 |
holding | LYRA | Common Stock | 1.29M | May 31, 2023 | See Footnotes | F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LYRA | Common Stock Purchase Warrant | Purchase | +1.81M | 1.81M | May 31, 2023 | Common Stock | 1.81M | $2.67 | See Footnote | F1, F4 |
Id | Content |
---|---|
F1 | The securities reported in this row are held by Perceptive Life Sciences Master Fund, Ltd. (the "Master Fund"). |
F2 | The securities reported in this row are held by Perceptive LS (A), LLC ("Perceptive LS"). |
F3 | Perceptive Advisors, LLC (the "Advisor") serves as the investment advisor to the Master Fund. Perceptive LS GP, LLC ("GP") is the manager of Perceptive LS. Joseph Edelman is the managing member of the Advisor and the sole member of GP. Each of Mr. Edelman, GP and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that Mr. Edelman, GP or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
F4 | These securities were acquired in units, with each unit consisting of one share of Common Stock and one Common Stock Purchase Warrant to purchase one share of Common Stock (the "Warrants"), at a combined purchase price of $2.4925 per unit. Each of the Warrants may not be exercised if the Reporting Persons and their affiliates would beneficially own more than 9.9% of the Issuer's outstanding shares of Common Stock following such exercise. |