B. Frieberg - Mar 31, 2023 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Stock symbol
VCNX
Transactions as of
Mar 31, 2023
Transactions value $
$8,669
Form type
4
Date filed
4/3/2023, 04:34 PM
Previous filing
Jan 4, 2023
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 63.5K Mar 31, 2023 Direct
holding VCNX Common Stock 94.5K Mar 31, 2023 By Benbow Estates, Ltd. F1
holding VCNX Common Stock 193K Mar 31, 2023 By Gee Eff Services Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $8.67K +32.1K $0.27 32.1K Mar 31, 2023 Common Stock 32.1K $0.40 Direct F8
holding VCNX Stock Option (Right to Buy) 6.4K Mar 31, 2023 Common Stock 6.4K $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2.5K Mar 31, 2023 Common Stock 2.5K $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7.72K Mar 31, 2023 Common Stock 7.72K $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2.39K Mar 31, 2023 Common Stock 2.39K $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1.86K Mar 31, 2023 Common Stock 1.86K $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2.74K Mar 31, 2023 Common Stock 2.74K $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3.34K Mar 31, 2023 Common Stock 3.34K $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15.7K Mar 31, 2023 Common Stock 15.7K $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3.76K Mar 31, 2023 Common Stock 3.76K $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7.63K Mar 31, 2023 Common Stock 7.63K $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6.55K Mar 31, 2023 Common Stock 6.55K $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4.54K Mar 31, 2023 Common Stock 4.54K $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28.6K Mar 31, 2023 Common Stock 28.6K $2.15 Direct F3, F6
holding VCNX Stock Option (Right to Buy) 4.8K Mar 31, 2023 Common Stock 4.8K $2.80 Direct F3
holding VCNX Stock Option (Right to Buy) 6.23K Mar 31, 2023 Common Stock 6.23K $2.16 Direct F3
holding VCNX Stock Option (Right to Buy) 12.9K Mar 31, 2023 Common Stock 12.9K $1.04 Direct F3
holding VCNX Stock Option (Right to Buy) 10K Mar 31, 2023 Common Stock 10K $1.32 Direct F3
holding VCNX Stock Option (Right to Buy) 53.3K Mar 31, 2023 Common Stock 53.3K $1.12 Direct F7
holding VCNX Stock Option (Right to Buy) 12.1K Mar 31, 2023 Common Stock 12.1K $1.08 Direct F3
holding VCNX Stock Option (Right to Buy) 26.3K Mar 31, 2023 Common Stock 26.3K $0.50 Direct F3
holding VCNX Stock Option (Right to Buy) 19.9K Mar 31, 2023 Common Stock 19.9K $0.65 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.
F8 Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the first quarter of 2023. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.