Jacob B. Frieberg - 11 May 2023 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Friedberg
Issuer symbol
VCNX
Transactions as of
11 May 2023
Net transactions value
$0
Form type
4
Filing time
15 May 2023, 16:32:42 UTC
Previous filing
03 Apr 2023
Next filing
05 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 63,519 11 May 2023 Direct
holding VCNX Common Stock 94,510 11 May 2023 By Benbow Estates, Ltd. F1
holding VCNX Common Stock 193,049 11 May 2023 By Gee Eff Services Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $0 +143,848 $0.000000 143,848 11 May 2023 Common Stock 143,848 $0.4100 Direct F8
holding VCNX Stock Option (Right to Buy) 6,396 11 May 2023 Common Stock 6,396 $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2,501 11 May 2023 Common Stock 2,501 $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7,718 11 May 2023 Common Stock 7,718 $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2,385 11 May 2023 Common Stock 2,385 $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1,856 11 May 2023 Common Stock 1,856 $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2,737 11 May 2023 Common Stock 2,737 $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3,336 11 May 2023 Common Stock 3,336 $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15,679 11 May 2023 Common Stock 15,679 $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3,756 11 May 2023 Common Stock 3,756 $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7,626 11 May 2023 Common Stock 7,626 $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6,545 11 May 2023 Common Stock 6,545 $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4,535 11 May 2023 Common Stock 4,535 $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28,586 11 May 2023 Common Stock 28,586 $2.15 Direct F3, F6
holding VCNX Stock Option (Right to Buy) 4,804 11 May 2023 Common Stock 4,804 $2.80 Direct F3
holding VCNX Stock Option (Right to Buy) 6,233 11 May 2023 Common Stock 6,233 $2.16 Direct F3
holding VCNX Stock Option (Right to Buy) 12,856 11 May 2023 Common Stock 12,856 $1.04 Direct F3
holding VCNX Stock Option (Right to Buy) 10,032 11 May 2023 Common Stock 10,032 $1.32 Direct F3
holding VCNX Stock Option (Right to Buy) 53,254 11 May 2023 Common Stock 53,254 $1.12 Direct F3, F7
holding VCNX Stock Option (Right to Buy) 12,064 11 May 2023 Common Stock 12,064 $1.08 Direct F3
holding VCNX Stock Option (Right to Buy) 26,260 11 May 2023 Common Stock 26,260 $0.4950 Direct F3
holding VCNX Stock Option (Right to Buy) 19,852 11 May 2023 Common Stock 19,852 $0.6450 Direct F3
holding VCNX Stock Option (Right to Buy) 32,107 11 May 2023 Common Stock 32,107 $0.3995 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.
F8 This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 8, 2033 or five years following retirement or cessation of services, whichever occurs first.