B. Frieberg - May 11, 2023 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Friedberg
Stock symbol
VCNX
Transactions as of
May 11, 2023
Transactions value $
$0
Form type
4
Date filed
5/15/2023, 04:32 PM
Previous filing
Apr 3, 2023
Next filing
Oct 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 63.5K May 11, 2023 Direct
holding VCNX Common Stock 94.5K May 11, 2023 By Benbow Estates, Ltd. F1
holding VCNX Common Stock 193K May 11, 2023 By Gee Eff Services Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $0 +144K $0.00 144K May 11, 2023 Common Stock 144K $0.41 Direct F8
holding VCNX Stock Option (Right to Buy) 6.4K May 11, 2023 Common Stock 6.4K $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2.5K May 11, 2023 Common Stock 2.5K $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7.72K May 11, 2023 Common Stock 7.72K $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2.39K May 11, 2023 Common Stock 2.39K $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1.86K May 11, 2023 Common Stock 1.86K $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2.74K May 11, 2023 Common Stock 2.74K $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3.34K May 11, 2023 Common Stock 3.34K $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15.7K May 11, 2023 Common Stock 15.7K $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3.76K May 11, 2023 Common Stock 3.76K $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7.63K May 11, 2023 Common Stock 7.63K $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6.55K May 11, 2023 Common Stock 6.55K $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4.54K May 11, 2023 Common Stock 4.54K $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28.6K May 11, 2023 Common Stock 28.6K $2.15 Direct F3, F6
holding VCNX Stock Option (Right to Buy) 4.8K May 11, 2023 Common Stock 4.8K $2.80 Direct F3
holding VCNX Stock Option (Right to Buy) 6.23K May 11, 2023 Common Stock 6.23K $2.16 Direct F3
holding VCNX Stock Option (Right to Buy) 12.9K May 11, 2023 Common Stock 12.9K $1.04 Direct F3
holding VCNX Stock Option (Right to Buy) 10K May 11, 2023 Common Stock 10K $1.32 Direct F3
holding VCNX Stock Option (Right to Buy) 53.3K May 11, 2023 Common Stock 53.3K $1.12 Direct F3, F7
holding VCNX Stock Option (Right to Buy) 12.1K May 11, 2023 Common Stock 12.1K $1.08 Direct F3
holding VCNX Stock Option (Right to Buy) 26.3K May 11, 2023 Common Stock 26.3K $0.50 Direct F3
holding VCNX Stock Option (Right to Buy) 19.9K May 11, 2023 Common Stock 19.9K $0.65 Direct F3
holding VCNX Stock Option (Right to Buy) 32.1K May 11, 2023 Common Stock 32.1K $0.40 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.
F8 This option was granted pursuant to the Company's 2018 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and expires on May 8, 2033 or five years following retirement or cessation of services, whichever occurs first.