Jacob B. Frieberg - 31 Dec 2022 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Issuer symbol
VCNX
Transactions as of
31 Dec 2022
Net transactions value
+$8,735
Form type
4
Filing time
04 Jan 2023, 15:30:35 UTC
Previous filing
28 Nov 2022
Next filing
03 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VCNX Common Stock 63,519 31 Dec 2022 Direct
holding VCNX Common Stock 94,510 31 Dec 2022 By Benbow Estates, Ltd. F1
holding VCNX Common Stock 193,049 31 Dec 2022 By Gee Eff Services Limited F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Stock Option (Right to Buy) Award $8,735 +19,852 $0.4400 19,852 31 Dec 2022 Common Stock 19,852 $0.6450 Direct F8
holding VCNX Stock Option (Right to Buy) 6,396 31 Dec 2022 Common Stock 6,396 $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2,501 31 Dec 2022 Common Stock 2,501 $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7,718 31 Dec 2022 Common Stock 7,718 $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2,385 31 Dec 2022 Common Stock 2,385 $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1,856 31 Dec 2022 Common Stock 1,856 $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2,737 31 Dec 2022 Common Stock 2,737 $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3,336 31 Dec 2022 Common Stock 3,336 $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15,679 31 Dec 2022 Common Stock 15,679 $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3,756 31 Dec 2022 Common Stock 3,756 $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7,626 31 Dec 2022 Common Stock 7,626 $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6,545 31 Dec 2022 Common Stock 6,545 $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4,535 31 Dec 2022 Common Stock 4,535 $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28,586 31 Dec 2022 Common Stock 28,586 $2.15 Direct F3, F6
holding VCNX Stock Option (Right to Buy) 4,804 31 Dec 2022 Common Stock 4,804 $2.80 Direct F3
holding VCNX Stock Option (Right to Buy) 6,233 31 Dec 2022 Common Stock 6,233 $2.16 Direct F3
holding VCNX Stock Option (Right to Buy) 12,856 31 Dec 2022 Common Stock 12,856 $1.04 Direct F3
holding VCNX Stock Option (Right to Buy) 10,032 31 Dec 2022 Common Stock 10,032 $1.32 Direct F3
holding VCNX Stock Option (Right to Buy) 53,254 31 Dec 2022 Common Stock 53,254 $1.12 Direct F7
holding VCNX Stock Option (Right to Buy) 12,064 31 Dec 2022 Common Stock 12,064 $1.08 Direct F3
holding VCNX Stock Option (Right to Buy) 26,260 31 Dec 2022 Common Stock 26,260 $0.4950 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.
F8 Pursuant to the Issuer's Director Compensation Plan, in a transaction exempt under Rule 16b-3, the reporting person elected to receive these options in lieu of $8,750 for retainer and meeting fees during the fourth quarter of 2022. The number of options was calculated in accordance with the Black-Scholes valuation model and all such options are immediately exercisable.