Susan D. Schick - Feb 24, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg Pres. Grp. & Military Bus.
Signature
Susan D. Schick
Stock symbol
HUM
Transactions as of
Feb 24, 2023
Transactions value $
-$203,587
Form type
4
Date filed
2/28/2023, 11:34 AM
Previous filing
Dec 19, 2022
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +1.27K +44.95% $0.00 4.09K Feb 24, 2023 Direct F7
transaction HUM Humana Common Tax liability -$204K -399 -9.77% $510.24 3.69K Feb 24, 2023 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 1.77K Feb 24, 2023 Humana Common 1.77K $403.05 Direct F1
holding HUM Options 2.69K Feb 24, 2023 Humana Common 2.69K $425.06 Direct F2
holding HUM Restricted Stock Units 190 Feb 24, 2023 Humana Common 190 Direct F3, F4
holding HUM Restricted Stock Units 290 Feb 24, 2023 Humana Common 290 Direct F3, F5
holding HUM Restricted Stock Units 494 Feb 24, 2023 Humana Common 494 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F5 Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
F6 Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F7 Performance Stock Units vested on 2/24/23, not required to be reported until vest.
F8 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.