Susan D. Schick - Apr 1, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg Pres. Grp. & Military Bus.
Signature
Susan D. Schick
Stock symbol
HUM
Transactions as of
Apr 1, 2023
Transactions value $
$0
Form type
4
Date filed
4/3/2023, 08:57 AM
Previous filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 3.69K Apr 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 1.77K Apr 1, 2023 Humana Common 1.77K $403.05 Direct F1
holding HUM Options 2.69K Apr 1, 2023 Humana Common 2.69K $425.06 Direct F2
holding HUM Restricted Stock Units 190 Apr 1, 2023 Humana Common 190 Direct F3, F4
holding HUM Restricted Stock Units 290 Apr 1, 2023 Humana Common 290 Direct F3, F5
holding HUM Restricted Stock Units 494 Apr 1, 2023 Humana Common 494 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Susan D. Schick is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F5 Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
F6 Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.