Susan D. Schick - 15 Dec 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg Pres. Grp. & Military Bus.
Signature
Susan D. Schick
Issuer symbol
HUM
Transactions as of
15 Dec 2022
Net transactions value
-$463,098
Form type
4
Filing time
19 Dec 2022, 11:33:10 UTC
Previous filing
06 Sep 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +238 +16% $0.000000 1,688 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $37,741 -74 -4.4% $510.02 1,614 15 Dec 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +1,603 +99% $0.000000 3,217 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $322,843 -633 -20% $510.02 2,584 15 Dec 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +189 +7.3% $0.000000 2,773 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $44,372 -87 -3.1% $510.02 2,686 15 Dec 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +247 +9.2% $0.000000 2,933 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $58,142 -114 -3.9% $510.02 2,819 15 Dec 2022 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -238 -100% $0.000000* 0 15 Dec 2022 Humana Common 238 Direct F3, F4
transaction HUM Restricted Stock Units Options Exercise $0 -1,603 -100% $0.000000* 0 15 Dec 2022 Humana Common 1,603 Direct F3, F5
transaction HUM Restricted Stock Units Options Exercise $0 -189 -50% $0.000000 190 15 Dec 2022 Humana Common 189 Direct F3, F6
transaction HUM Restricted Stock Units Options Exercise $0 -247 -33% $0.000000 494 15 Dec 2022 Humana Common 247 Direct F3, F8
holding HUM Options 1,765 15 Dec 2022 Humana Common 1,765 $403.05 Direct F1
holding HUM Options 2,685 15 Dec 2022 Humana Common 2,685 $425.06 Direct F2
holding HUM Restricted Stock Units 290 15 Dec 2022 Humana Common 290 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F5 Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
F8 Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.