Susan D. Schick - Dec 15, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg Pres. Grp. & Military Bus.
Signature
Susan D. Schick
Stock symbol
HUM
Transactions as of
Dec 15, 2022
Transactions value $
-$463,098
Form type
4
Date filed
12/19/2022, 11:33 AM
Previous filing
Sep 6, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +238 +16.41% $0.00 1.69K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$37.7K -74 -4.38% $510.02 1.61K Dec 15, 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +1.6K +99.32% $0.00 3.22K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$323K -633 -19.68% $510.02 2.58K Dec 15, 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +189 +7.31% $0.00 2.77K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$44.4K -87 -3.14% $510.02 2.69K Dec 15, 2022 Direct F9
transaction HUM Humana Common Options Exercise $0 +247 +9.2% $0.00 2.93K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$58.1K -114 -3.89% $510.02 2.82K Dec 15, 2022 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -238 -100% $0.00* 0 Dec 15, 2022 Humana Common 238 Direct F3, F4
transaction HUM Restricted Stock Units Options Exercise $0 -1.6K -100% $0.00* 0 Dec 15, 2022 Humana Common 1.6K Direct F3, F5
transaction HUM Restricted Stock Units Options Exercise $0 -189 -49.87% $0.00 190 Dec 15, 2022 Humana Common 189 Direct F3, F6
transaction HUM Restricted Stock Units Options Exercise $0 -247 -33.33% $0.00 494 Dec 15, 2022 Humana Common 247 Direct F3, F8
holding HUM Options 1.77K Dec 15, 2022 Humana Common 1.77K $403.05 Direct F1
holding HUM Options 2.69K Dec 15, 2022 Humana Common 2.69K $425.06 Direct F2
holding HUM Restricted Stock Units 290 Dec 15, 2022 Humana Common 290 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F5 Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
F8 Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Shares disposed of represent payment of tax liability for shares vesting 12/15/22, no value was received in return.