Samir M. Deshpande - 15 Dec 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Issuer symbol
HUM
Transactions as of
15 Dec 2022
Net transactions value
-$249,910
Form type
4
Filing time
19 Dec 2022, 10:58:45 UTC
Previous filing
07 Nov 2022
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +380 +6.1% $0.000000 6,635 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $87,723 -172 -2.6% $510.02 6,463 15 Dec 2022 Direct F8
transaction HUM Humana Common Options Exercise $0 +350 +5.4% $0.000000 6,813 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $80,583 -158 -2.3% $510.02 6,655 15 Dec 2022 Direct F8
transaction HUM Humana Common Options Exercise $0 +353 +5.3% $0.000000 7,008 15 Dec 2022 Direct
transaction HUM Humana Common Tax liability $81,603 -160 -2.3% $510.02 6,848 15 Dec 2022 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -380 -100% $0.000000* 0 15 Dec 2022 Humana Common 380 Direct F4, F5
transaction HUM Restricted Stock Units Options Exercise $0 -350 -50% $0.000000 351 15 Dec 2022 Humana Common 350 Direct F4, F6
transaction HUM Restricted Stock Units Options Exercise $0 -353 -33% $0.000000 706 15 Dec 2022 Humana Common 353 Direct F4, F7
holding HUM Options 5,730 15 Dec 2022 Humana Common 5,730 $350.79 Direct F1
holding HUM Options 4,327 15 Dec 2022 Humana Common 4,327 $376.61 Direct F2
holding HUM Options 3,836 15 Dec 2022 Humana Common 3,836 $425.06 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/22.